A former Morgan Stanley trader has been fined £140,000 ($223,000) and banned by the City of London watchdog after he traded ahead of clients to profit from their orders. It was the third trading-related punishment linked to the bank in the past month.
倫敦金融城監管機構對摩根史坦利(Morgan Stanley)前交易員尼勒施•史洛夫(Nilesh Shroff)處以14萬英鎊的罰金,並下達了從業禁令。這是過去1個月來摩根史坦利捲入的第三起與交易有關的處罰。
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