Hong Kong’s securities regulator has publicly censured Bank of America Merrill Lynch for failing to disclose its trading in two companies for which it was also acting as an adviser.
The censure was the second time this year that a large global investment bank has been publicly reprimanded for this kind failing by the Securities and Futures Commission.
Goldman Sachs was hit with a similar criticism in February after it published research and traded in shares of a company it was hired to advise on a major transaction.
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