Top executives at Guggenheim Partners carried out a series of deals with companies close to the Wall Street firm’s leadership that have triggered concerns over possible favouritism and self-dealing from its own internal compliance, auditing and investment teams, a Financial Times investigation has found.
英國《金融時報》的一項調查發現,華爾街資產管理公司古根海姆合夥人公司(Guggenheim Partners)的高階主管們,同與該公司領導層關係密切的公司進行了一系列交易,引發了其內部合規、審計和投資團隊對於可能存在徇私和自我交易的擔憂。
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