FT商學院

Case against Archegos founder shines light on bank risk controls

Sophisticated Wall Street trading desks face new questions after alleged fraud caused $10bn in losses

Bill Hwang secured billions in dollars in financing from leading Wall Street banks with lies that ranged from assurances he could quickly exit his positions to claims he had large holdings of easily traded stocks like Apple and Google, according to US authorities.

The banks apparently took Hwang’s words at face value as they entered into leveraged derivatives trades with Hwang’s family office, Archegos Capital Management. These deals enabled him to hide the size of his enormous positions in a half dozen US stocks from the broader market and the banks themselves before the scheme collapsed in March 2021.

Following Hwang’s arrest on Wednesday on federal racketeering, fraud and market manipulation charges, Wall Street faced renewed questions about how sophisticated trading desks and compliance departments fell for his misrepresentations — and lost more than $10bn in the process.

您已閱讀16%(886字),剩餘84%(4812字)包含更多重要資訊,訂閱以繼續探索完整內容,並享受更多專屬服務。
版權聲明:本文版權歸FT中文網所有,未經允許任何單位或個人不得轉載,複製或以任何其他方式使用本文全部或部分,侵權必究。
設置字型大小×
最小
較小
默認
較大
最大
分享×